-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W03sNvqEBe0JIH2J5ACrJNPFMSjuKTMzMNdpKTpR7hlnrCVw5yBZgF2CyWg5nl7Q ERfNjztHwyiy6vHbhaBM5A== 0000898080-03-000443.txt : 20030825 0000898080-03-000443.hdr.sgml : 20030825 20030825165409 ACCESSION NUMBER: 0000898080-03-000443 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030825 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDFIELD CORP CENTRAL INDEX KEY: 0000042316 STANDARD INDUSTRIAL CLASSIFICATION: WATER, SEWER, PIPELINE, COMM AND POWER LINE CONSTRUCTION [1623] IRS NUMBER: 880031580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-31632 FILM NUMBER: 03864782 BUSINESS ADDRESS: STREET 1: 100 RIALTO PL STE 500 CITY: MELBOURNE STATE: FL ZIP: 32901 BUSINESS PHONE: 321-724-1700 MAIL ADDRESS: STREET 1: 100 RIALTO PLACE STREET 2: SUITE 500 CITY: MELBOURNE STATE: FL ZIP: 32901 FORMER COMPANY: FORMER CONFORMED NAME: GOLDFIELD CONSOLIDATED MINES CO DATE OF NAME CHANGE: 19670628 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FORD MELBA CENTRAL INDEX KEY: 0001143133 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 33 VAN RIPER STREET CITY: STATEN ISLAND STATE: NY ZIP: 10302 BUSINESS PHONE: 7182739022 MAIL ADDRESS: STREET 1: 33 VAN RIPER ST CITY: STATEN ISLAND STATE: NY ZIP: 10202 FORMER COMPANY: FORMER CONFORMED NAME: FORD ANTHONY J MELBA DATE OF NAME CHANGE: 20010619 SC 13D/A 1 formsc13da.txt BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 -------------------- [GRAPHIC OMITTED] SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No. 1 The Goldfield Corporation (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 381370 10 5 (CUSIP Number) Melba Ford and the Estate of Anthony J. Ford 33 Van Riper Street Staten Island, NY 10302 (718) 273-9022 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 22, 2003 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box |_|. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 381370 10 5 1. NAME OF REPORTING PERSON MELBA FORD, INDIVIDUALLY AND AS EXECUTRIX OF THE ESTATE OF ANTHONY J. FORD 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See (a) |_| Instructions) (b) |_| 3. SEC USE ONLY 4. SOURCE OF FUNDS PF (See Instructions) 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 7. SOLE VOTING POWER SHARES 847,300 BENEFICIALLY OWNED BY 8. SHARED VOTING POWER EACH 0 REPORTING PERSON 9. SOLE DISPOSITIVE POWER WITH 847,300 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 847,300 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) |_| 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.2% 14. TYPE OF REPORTING PERSON (See Instructions) IN, OO - -------------------- * - ------------------------------------------------------------------------------- 2 Item 1. Security and Issuer. This statement (the "Statement") is the first amendment to the Schedule 13D filed by and on behalf of the Reporting Persons (as hereinafter defined) as of July 23, 2001 and relates to shares of common stock, par value $0.10 per share (the "Common Stock"), of the Goldfield Corporation, a Delaware corporation ("Goldfield"). The address of Goldfield's principal executive office is 100 Rialto Place, Suite 500, Melbourne, Florida 32901, and its telephone number is (321) 724-1700. Item 2. Identity and Background. (a) This Statement is filed by and on behalf of Mrs. Melba Ford and the estate of Anthony J. Ford, who are also sometimes referred to as the "Reporting Persons." Since the filing of the initial Schedule 13D, Anthony J. Ford has passed away. Mrs. Ford is the executrix of Mr. Ford's estate. Item 5. Interest in Securities of the Issuer. (a) Amount beneficially owned by Mrs. Ford: 847,300 (approximately 3.2% of the Common Stock) (b) Number of shares as to which Mrs. Ford has: (i) Sole power to vote or to direct the vote ....847,300 (ii) Shared power to vote or to direct the vote ....0 (iii) Sole power to dispose or to direct the disposition ....847,300 (iv) Shared power to dispose or to direct the disposition ....0 (c) In open-market transactions on August 21, 2003, Mrs. Ford sold 10,000 of the 2,065,300 shares of Common Stock previously held by Mr. and Mrs. Ford at 90 cents per share and 8,000 shares of Common Stock at 89 cents per share. Pursuant to the bequest provisions of Mr. Ford's last will and testament, on August 22, 2003, the remaining 2,047,300 shares of Common Stock were disposed as follows: each of Suzy Petrocelli, Anthony Jay Ford, Jr. and Al Martin Marino, Mr. and Mrs. Ford's children, assumed beneficial ownership of 400,000 shares; 127,100 shares remained in an account in the name of Mr. Ford (Mrs. Ford has beneficial ownership of such shares as executrix of Mr. Ford's estate) and the remaining 720,200 shares were transferred to an account in the name and for the benefit of Mrs. Ford. (d) Except as set forth in this Item 5, no other person is known by the Reporting Persons to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of the Common Stock beneficially owned by the Reporting Persons. (e) The Reporting Persons ceased to be the beneficial owners of more than five percent of the Common Stock on August 22, 2003. 3 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: August 25, 2003 /s/ Melba Ford -------------- Melba Ford On behalf of herself individually and, as executrix, on behalf of the estate of Anthony J. Ford 4 -----END PRIVACY-ENHANCED MESSAGE-----